The back office in a bank or financial institution has frequently been seen as the poor relation when it comes to investment in staff and systems. Risk Audit is of the view that the operations area ... more information   send enquiry

This international accord has been adopted by the European Union in the form of the Capital Requirements Directive and by the Financial Services Authority. We describe the contents of the Accord, expl... more information   send enquiry

The operations function is critical in the areas of:- Treasury; Securities (equities & fixed income instruments); Corporate loans. This event covers all of these elements including the various cash a... more information   send enquiry

This course examines the nature of asset management, its key risks and provides practical compliance advice as to how to deal with the regulatory risks in this field. more information   send enquiry

Hindsight can be an asset when properly used. This event examines the lessons to be learnt from a compliance perspective from the major regulatory disasters that have occurred in the world of financ... more information   send enquiry

We would like to draw your attention to our course, which will provide a guide to the requirements of the Markets in Financial Instruments Directive & latest iterations of the proposed implementing m... more information   send enquiry

The Financial Services Authority has made hay with a string of fines on banks who failed to maintain adequate internal controls in respect of anti-money laundering. This course examines the regulato... more information   send enquiry

For reasons of cost and the need to focus on core competencies, financial institutions have been aggressively outsourcing elements of their businesses to third parties both in their local country and ... more information   send enquiry

Regulation underpins much of the work of the internal auditor in financial services. The FSA has been reviewing regulatory requirements & structure since it took on itsresponsibilities. It is active i... more information   send enquiry

Financial institutions have increased their reliance on statistical models in all areas of their business. These models are being used to price & value financial products. They are being used to enabl... more information   send enquiry

Financial institutions have been aggressively securitising and packaging everything that moves ranging from credit card receivables through to large corporate loans. These financing techniques have ... more information   send enquiry

Credit risk is run in the wholesale markets by all forms of financial institutions. The risk is associated with outright lending & financing positions but also with the risk that counterparties could... more information   send enquiry